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Jobs: Compliance / Legal
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Compliance / Regulatory, In-house Legal, Other
UK London, Edinburgh, Channel Islands, South West, more...
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USA New York City, Jersey City, San Francisco, Stamford, more...
RoW China, Singapore, UAE, Australia, more...
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181-210 of 537 Jobs Company Location Date
Sr Officer to AVP, Client Account Due Diligence/ KYC
Ambition
Salary: Up to HK$480,000
China-Hong Kong 06 Oct
Opportunity to utilise and further develop specialisation within KYC activities........
Compliance Manager - Banking/Securities (Sing) 5 PQE
Recruit Legal
Salary: Competitive
Singapore 06 Oct
Our client is a global Banking and Securities house. There is now a new opportunity for a Compliance Manager to join their te...
VP Compliance - Investment Banking/Securities (Sing) - 8 PQE
Recruit Legal
Salary: Competitive
Singapore 06 Oct
Our client is an Asia-Pacific bank with a global prescence. There is a new opportunity for a VP Compliance – Investment Banki...
Compliance Senior Officer - Wealth Management (Sing) 1 PQE
Recruit Legal
Salary: Competitive
Singapore 06 Oct
Our client is a regional financial services group, with major focus in wealth management for corporate and individual clients...
Compliance Officer/AM - Wealth Management/Financial (Sing) >3 PQE
Recruit Legal
Salary: Attractive
Singapore 06 Oct
Our client is a global wealth management and financial services conglomerate. There is a new opportunity for a Compliance Off...
Compliance Officer - Consumer Banking (Sing) > 3 PQE
Recruit Legal
Salary: Appealing
Singapore 06 Oct
Our client is a regional consumer banking and investment banking group. There is a new opportunity for a Compliance Officer –...
VP - Regulatory Control, IB Operations
Kerry Consulting Pte Ltd
Salary: Attractive Remuneration
Singapore 06 Oct
Challenging role where you will establish and develop an Asia Pacific Operations Regulatory Control function in Singapore to...
Legal Advisor
Kerry Consulting Pte Ltd
Salary: Attractive
Singapore 06 Oct
• Major Global Bank • Excellent Career Prospects
AVP/VP, Risk & Compliance Officer
Kerry Consulting Pte Ltd
Salary: Attractive Remuneration
Singapore 06 Oct
Our client is one of the world's leading real estate investment management firm who have global presences in over 27 offices....
AVP - Documentation Control
Kerry Consulting Pte Ltd
Salary: Attractive
Singapore 06 Oct
Global Bank Excellent Career Progression
Vice President Compliance, Private Wealth Management
Ambition
Salary: Excellent Remuneration
China-Hong Kong 05 Oct
Senior Compliance Officer Required For Top Tier Financial Institution's PWM Business
Counterparty Relations (JD preferred) Agreement Negotiation & Relationship Management
Not Disclosed
Salary: Highly competitive (base...
USA-CT-Stamford 04 Oct
Skilled senior negotiator needed to draft and negotiate numerous 3rd party agreements (ISDA's, GMRA's, MRA's, Prime Brokerage...
Attorney (Consulting & Software License Agreement negotiation)
Northwest Integrators LLC
Salary: Highly competitive (base...
USA-CT-Stamford 04 Oct
Skilled Attorney with exceptional negotiation skills sought to draft, review, and negotiate technology licenses, data provide...
Deputy Head of Legal
ALS International
Salary: Attractive
China-Hong Kong 04 Oct
Our client is a leading name in Commercial Banking in the region. This senior management position will oversee a larger lega...
Private Equity / Finance in-house legal counsel 8-15 PQE - Singapore
ALS International
Salary: Attractive
Singapore 04 Oct
Our client is one of the most successful funds in the region with a portfolio over US$100 billion and excellent track-record.
Fund House – Transaction Management
ALS International
Salary: Attractive
China-Hong Kong 04 Oct
Our client is a top tier Fund House looking to expand their Transaction Management team through the acquisition of a mid leve...
Risk & Compliance Manager – Asset Management
ALS International
Salary: Attractive
China-Hong Kong 04 Oct
Our client is a well know global asset manager who are expanding their product offering in Asia. They are looking to recruit...
Compliance and Testing - BSA / AML
Legend Global Search, Inc...
Salary: $115K - $125K
USA-NY-New York City 04 Oct
BSA/AML Compliance / Auditing / Operations - Financial Service Organization
Financial Intelligence Professionals
Legend Global Search, Inc...
Salary: Competitve - Depends On E...
USA-WA-Seattle 04 Oct
Financial Intelligence Professionals - Compliance, AML - West Coast Bank
Vice President - Compliance for US Banking
Legend Global Search, Inc...
Salary: $165K + Bonus
USA-NY-New York City 04 Oct
VP - Compliance - Banking - Global Financial Services Company
Dealer Services Associate
BlackRock Inc.
Salary: not disclosed
USA-NJ-Princeton 03 Oct
See job description below
Portfolio Compliance Analyst
BlackRock Inc.
Salary: not disclosed
USA-DE-Delaware 03 Oct
See job description below
Compliance Policies and Procedures Attorney
Morgan Stanley
Salary: not disclosed
USA-NJ-Jersey City 03 Oct
See job description below
Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 03 Oct
See job description below
AML Associate - ISG Division
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 03 Oct
See job description below
GWM/Retail Compliance Associate
Morgan Stanley
Salary: not disclosed
USA-NY-New York City 03 Oct
See job description below
Vice President, Hedge Fund Compliance Officer
Morgan Stanley
Salary: not disclosed
USA-CT-Greenwich 03 Oct
See job description below
Compliance Manager
Vanguard
Salary: Depends on experience
USA-AZ-Scottsdale 03 Oct
Vanguard, one of the world's leading investment management companies, has a management-level position for an experienced comp...
Retirement Compliance Testing Administrator
Vanguard
Salary: Commensurate
USA-PA-King of Prussia 03 Oct
See below
Retirement Compliance Testing Manager
Vanguard
Salary: Commensurate
USA-PA-King of Prussia 03 Oct
See below
Jobs: Compliance / Legal (181-210 of 537 Jobs)
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